Do finders need to register with SEC?

In the realm of cryptocurrency and digital assets, compliance with regulatory frameworks is paramount. For those individuals or entities acting as Finders, navigating the legal landscape can be intricate.

It's important to note that registration with the SEC and FINRA, or becoming a registered representative, is not the sole obligation. Depending on the state in which the Finder operates, there may be additional registration requirements that must be met.

BTCC, as a leading cryptocurrency exchange, offers a comprehensive suite of services that cater to the diverse needs of the digital asset community. These services encompass spot trading, futures trading, and secure wallet solutions, among others. By leveraging BTCC's platform, users can engage in secure and efficient transactions while benefiting from the exchange's robust infrastructure and regulatory compliance.

A Finder's activities, if deemed akin to those of a broker-dealer without qualifying for an exemption, necessitate adherence to specific regulatory mandates. This obligation stems from the need to protect investors and maintain market integrity.

To fulfill these requirements, a Finder must embark on the registration process with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). This step ensures that the Finder operates within the confines of legal authority.