Questions tagged [regulation]

PhoenixRising Sun Oct 13 2024 | 7 answers 1812

I'm considering investing with Plus500, but before I do, I want to know if they are properly regulated. Is Plus500 a regulated broker? I need to ensure that my investments are SAFE and secure.

amelia_harrison_architect Sun Oct 13 2024 | 6 answers 989

OANDA is regulated by multiple financial regulatory authorities, including the US Commodity Futures Trading Commission (CFTC), the Financial Conduct Authority (FCA) in the UK, and other regulatory bodies in various countries where it operates. These authorities oversee OANDA's compliance with financial regulations and ensure the safety and security of its clients' funds.

CryptoVisionary Sat Oct 12 2024 | 6 answers 1326

Interactive Brokers LLC is a brokerage firm that operates in multiple markets worldwide. The company is regulated by various financial authorities, including the Financial Industry Regulatory Authority (FINRA) in the US, and has agreed to pay fines in the past for regulatory violations such as inadequate anti-money laundering procedures. Additionally, Interactive Brokers has subsidiaries in different countries, each subject to the regulatory oversight of the respective local financial authorities.

CoinMaster Fri Oct 11 2024 | 6 answers 1372

I'm wondering if Kraken is regulated by the Financial Conduct Authority (FCA). I want to know if they adhere to certain standards and regulations set by this financial regulatory body.

KimchiQueenCharmingKiss Thu Oct 10 2024 | 5 answers 1397

I want to know who is responsible for regulating Okcoin, as I am interested in understanding the regulatory framework that governs this particular cryptocurrency exchange.