Silvia
Fri Oct 11 2024
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7 answers
1662
How long does it take to for SEC to approve registration?
I'm wondering about the duration of the process for SEC to approve a registration. How long does it typically take for them to complete this action?
LightningStrike
Thu Oct 10 2024
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6 answers
1901
Do finders need to register with SEC?
I am wondering if finders, in the context of securities and financial regulations, are required to register with the Securities and Exchange Commission (SEC). Is there a specific process or requirement for their registration?
DigitalLegendGuard
Wed Oct 09 2024
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7 answers
1573
Do broker dealers register with SEC or state?
I am trying to understand the registration requirements for broker dealers. Specifically, I want to know if they need to register with the SEC or the state, or both.
IncheonBeautyBloomingRadiance
Wed Oct 09 2024
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6 answers
1867
How do you check if someone is registered with the SEC?
I need to know how to verify if an individual is registered with the Securities and Exchange Commission (SEC). Is there a specific process or online tool to confirm their registration status?
SejongWisdomKeeperEliteMind
Sat Oct 05 2024
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6 answers
1467
Was the SEC wrong to reject grayscale's bitcoin ETF?
I'd like to pose a question for discussion: Was the Securities and Exchange Commission (SEC) justified in rejecting Grayscale's application for a Bitcoin Exchange-Traded Fund (ETF)? Many investors and industry experts have expressed disappointment at the decision, arguing that a Bitcoin ETF would provide greater accessibility and legitimacy to the digital asset market. However, the SEC cited concerns over market manipulation and investor protection as reasons for the rejection. What are your thoughts on this issue? Is the SEC's decision a fair assessment of the risks involved, or do you believe that the agency is overly cautious and stifling innovation in the cryptocurrency space?
